Re: More thoughts on Open Access journal publishing

From: Dana Roth <dzrlib_at_LIBRARY.CALTECH.EDU>
Date: Fri, 27 Oct 2006 14:41:43 -0700

It shouldn't take too much imagination to realize that once politicians
(in our pay-to-play congress) get involved that FRPAA and OA will be
conflated, whether or not Stevan approves.

The opportunity for commercial publishers to set charges and benefit
without regard to economic reality may prove irresistable.

Given the example of the Wellcome Trust, CERN and possibly HHMI, I would
suggest that promoting a return to reasonable subscription pricing and
modest author contributions is an excellent parallel goal with OA
Self-Archiving.

Dana L. Roth
Millikan Library / Caltech 1-32
1200 E. California Blvd. Pasadena, CA 91125
626-395-6423 fax 626-792-7540
dzrlib_at_library.caltech.edu
http://library.caltech.edu/collections/chemistry.htm
 


-----Original Message-----
From: American Scientist Open Access Forum
[mailto:AMERICAN-SCIENTIST-OPEN-ACCESS-FORUM_at_LISTSERVER.SIGMAXI.ORG] On
Behalf Of Stevan Harnad
Sent: Wednesday, October 25, 2006 5:37 PM
To: AMERICAN-SCIENTIST-OPEN-ACCESS-FORUM_at_LISTSERVER.SIGMAXI.ORG
Subject: Re: More thoughts on Impact Factors & Open Access journal
publishing

On Wed, 25 Oct 2006, Dana Roth wrote:

> One very serious but apparently overlooked concern, regarding
> Cornyn-Lieberman, is the scale of payment for Open Access.

Cornyn-Lieberman (FRPAA) is not proposing to pay for Open Access
(Publishing). It is proposing to mandate Open Access Self-Archiving (of
articles published in either non-OA or OA journals).

Dana is conflating OA self-archiving (which is to be mandated) with OA
publishing (which is not).

> involving politicians in this process will result in funding agencies
> being required to pay publication charges based on publisher demands,
> rather than economic reality.

FRPAA is proposing to mandate Open Access Self-Archiving (of articles
published in either non-OA or OA journals). (It is the (private UK)
Wellcome Trust that is also offering to cover OA publishing charges.)

> The specter of Cornyn-Lieberman
> becoming a bail-out for commercial publishers, as suggested by the
> recent announcement of the Wellcome Trust-Elsevier agreement, is truly

> disheartening.

Wellcome Trust is a UK private charity. The FRPAA concerns US public
funds and has mentioned nothing of the sort.

> Thus, the suggestion that a return to reasonable subscription pricing
> and modest author contributions is an obviously sensible approach for
> the interim, if not the long term.

The interim and long term what? This is a Forum on Open Access, not on
journal pricing. (Perhaps it should have been posted to serialst or
liblicense?)

The suggestion has nothing whatsoever to do with OA, in either the
interim or the long term. Let us hope that the proposed US
self-archiving mandates are adopted, as they have been adopted by 5
public funders and one private one in the UK, and that we will as a
result have 100% OA at last.

The availability of supplementary self-archived versions of all articles
will not solve research libraries' journal budget problems, but it will
certainly make the library's annual agony over what journals to get,
keep and cut with its finite journal funds into a less consequential
exercise.

> In regards self-archiving, perhaps the fact that "Caltech has some of
> the earliest and most numerous IRs", is due to the fact 1) that it is
> not mandated and 2) that it is dependent largely on library staff and
> publishers who allow their papers to be posted after a reasonable =
> delay.

I was not referring to having IRs, but to filling them. CalTech is
unrivalled in its historic role as being among the very first adopters
of IRs, but does the percentage of Cal Tech's annual research output in
those IRs not exceed the worldwide average of 15% for spontaneous (i.e.,
unmandated) self-archiving (and if so, by how much?).

(There seems to have been an input of 4500 items between 9/2005 and
9/2006:
http://archives.eprints.org/?page=all&action=search&query=caltech
Can it be determined what percentage of those items were current
publications [i.e. roughly 2005-2006] and full-texts [rather than
metadata] and what percentage that represents of CalTech's 2005-2005
research output?)

Librarians, of course, cannot mandate, but they can lobby their provosts
to mandate -- if, that is, they can set aside their journal budget agony
long enough to do so. Self-archiving cannot be promoted to provosts as a
way of saving money on the journals budget, but it can be promoted as
(1) a way of enhancing Cal Tech research impact, (2) a way of
encouraging other institutions to reciprocate, thereby enhancing Cal
Tech researchers' access to the articles in those journals Cal Tech
cannot afford, (3) thereby (as noted) making Cal Tech's journal budget
pressures less consequential, and perhaps (just perhaps) (4) they might
even eventually (in the long term) lead to a transition to OA
publishing, thereby putting paid to the annual agonies altogether.

Peace,

Stevan
Received on Sat Oct 28 2006 - 02:14:07 BST

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