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COGNITIVE AUTOCATALYSIS:
A TENTATIVE SCENARIO FOR THE ORIGIN OF CULTURE
Liane Gabora
Academic Affiliation:
Center for the Study of the Evolution and Origin of Life
University of California, Los Angeles
Los Angeles, CA 90095-1567, USA.
liane@cs.ucla.edu or liane@biosgroup.com
KEYWORDS: autocatalysis, cognitive origins, cultural origins,
evolution, memory model, memetics, mimetic culture, representational redescription,
worldview
ABSTRACT: This paper presents a model of the cognitive mechanisms
underlying the transition from episodic to mimetic (or memetic) culture
with the arrival of Homo erectus, which Donald claims paved the way for
the unique features of human culture. The model draws on Kauffman's theory
of how an information-evolving system emerges through the formation of
an autocatalytic network. Though originally formulated to explain the origin
of life, this theory also provides a plausible account of how discrete
episodic memories become woven into an interconnected conceptual web, or
worldview, capable of generating an internally-driven (rather than perceptually-driven)
stream of thought.
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The subject of cultural origins is generally approached from an archeological
perspective. For example, by dating artifacts such as tools we learn approximately
when humans acquired the ability to make and use those tools. This paper
takes a more cognitive approach. It outlines a theory of the psychological
mechanisms underlying the major cognitive transition that, Donald [1991,
1993a, 1993b] proposes, made possible the trademark ingenuity and complexity
of human culture.
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The theory proposed here was inspired by an idea originally put forward
to explain the origin of life. The origin of life and the origin of culture
might appear at first glance to be very different problems. However at
a high level of analysis they amount to the same thing: the bootstrapping
of a system by which information patterns self-replicate, and the selective
proliferation of some variants of these self-replicating patterns over
others. The theory is thus consistent with the perspective of culture as
a form of evolution [Dawkins 1975; Gabora 1995, 1997]. In keeping with
this evolutionary framework, we use the term meme to refer to a unit of
cultural information as it is represented in the brain. Thus meme refers
to anything from an idea for a recipe to a memory of one's uncle to an
attitude of racial prejudice. Memes that have been implemented as actions
or vocalizations or objects are referred to as artifacts.
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The paper opens with a discussion of the origin-of-life paradox and an
analogous paradox one encounters when investigating the psychological prerequisites
for the origin of culture. Next we will frame the ideas we have been developing
in the context of a mathematical model of memory. We will then see how
autocatalysis yields a potential solution to the both paradoxes. Finally
we will discuss psychological implications, and the role of autocatalysis
in any sort of evolutionary process.
I. The Origin of Life and its Cognitive Analog
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In Origins of the Modern Mind, Donald [1991] argues convincingly
that the capacity for abstract thought is the bottleneck of cultural evolution,
and that it came about during the transition from episodic to mimetic culture
with the arrival of Homo erectus approximately 1.5 million years
ago. The episodic mind, so called because it can store perceptions
of specific episodes [Olton 1984], is widely associated with primates.
It is capable of social attribution, insight, and deception, and is sensitive
to the significance of environmental events. However, it has great difficulty
accessing memories independent of environmental cues. It can learn symbols
but can't invent them or experiment with them, and doesn't improve skills
through self-cued rehearsal.
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In contrast, the mimetic mind has, built upon its episodic foundations,
a "multimodal modeling system with a self-triggered rehearsal loop". In
other words, it can retrieve and recursively operate on memories independent
of environmental cues, a process referred to by Karmiloff-Smith [1992]
as representational redecription. By redescribing an episode in
terms of what is already known, it gets rooted into the network of understandings
that comprise the worldview, and the worldview is perpetually renewed as
new memes are assimilated. A mimetic individual is able to rehearse and
refine skills, and therefore exhibits enhanced behavioral flexibility,
and more precise control over intentional communication. The upshot is
cultural novelty. "Mime, play, games, toolmaking, and reproductive memory,"
Donald claims, "are thus manifestations of the same superordinate mimetic
controller." The appearance of sophisticated stone tools, long-distance
hunting strategies, and migration out of Africa, as well as the rapid increase
in brain size at this time [Bickerton 1990; Corballis 1991; Lieberman 1991],
are cited as evidence for the transition from episodic to mimetic culture.
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Donald claims "it is not clear that the mimetic controller must be localized
in any single anatomical structure, although it must have functional
unity", and that it "would have required a fundamental change in the
way the brain operates." Mimetic ability seems to encompass a broad panoply
of skills associated with several distinct regions of the brain. Since
miming accounts for only a small part of what the mimetic mind can do,
and since mimetic skill seems to boil down to the capacity to evolve memes,
we will use the term memetic instead of mimetic.
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Donald's proposal is invaluable in that spurs us to consider the cognitive
basis of culture, but it leaves us hanging as to what sort of functional
reorganization could turn an episodic mind into a memetic one capable of
implementing the abstract thought processes that culminate in cultural
novelty. In particular, it leaves us with a nontrivial problem of origins.
In the absence of streams of representational redescription, how is structure
built into a set of memes so that it becomes an interconnected worldview?
And in the absence of a structured worldview-a memory that incorporates
the network of relationships between stored items-how does one meme evoke
another which evokes another, et cetera, in a stream of thought?
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We will clarify the situation with a concrete example. We know that culture
is hosted by brains, so we are safe in saying that it originated in the
brain of some ancestor who we will refer to as Groga. Somehow Groga's brain
became an instrument for the variation, selection, and replication/transmission
of memes. What happened to get the ball rolling, to enable the process
of memetic evolution to take hold?
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When Groga had her first experience there were no previously-stored episodes
to be reminded of; just external and internal stimuli (such as hunger).
As episodes accumulated in her memory, occasionally it happened that an
instant of experience was similar enough to some stored episode that a
retrieval process occurred, and she was reminded of that past episode.
But since her memory consisted only of stored episodes, no abstractions,
this was the only kind of influence memory could have on her stream of
thought. She could not chain memories together to refine a concept or perspective;
her awareness was still dominated by the stimuli of the present moment.
At some point in her life, however, she managed to initiate an autonomous
stream of thought, and keep it going long enough to generate something
novel. But if you need an interconnected worldview to generate a stream
of associations, and streams of associations are necessary to connect discrete
episodic memories into a worldview, how could one have come into existence
without the other?
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We will put the aside question of cultural origins for now, and turn to
the problem of biological origins. The paradox of the origin of life can
be stated simply: if living things come into existence when other living
things give birth to them, how did the first living thing arise
That is, how did something complex enough to reproduce itself come to be?
In biology, self-replication is orchestrated through an intricate network
of interactions between DNA, RNA, and proteins. DNA is the genetic code;
it contains instructions for how to construct various proteins. Proteins,
in turn, both catalyze reactions that orchestrate the decoding of DNA by
RNA, and are used to construction a body to house and protect all this
self-replication machinery. Once again, we have a chicken-and-the-egg problem.
If proteins are made by decoding DNA, and DNA requires the catalytic action
of proteins to be decoded, which came first? How could a system composed
of complex, mutually dependent parts come into existence?
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The most straightforward explanation is that life originated in a prebiotic
soup where, with enough time, the right molecules collided into one another
at the same time and reacted in exactly the right ways to create the DNA-RNA-protein
amalgam that is the crux of life as we know it. Proponents argue that the
improbability of this happening does not invalidate the theory because
it only had to happen once; as soon as there was one self-replicating
molecule, the rest could be copied from this template.
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Miller [1955] increased the plausibility of this hypothesis by showing
that amino acids, from which proteins are made, form spontaneously when
a reducing mixture of oxygen, hydrogen, carbon, nitrogen, water, and ammonia
is subjected to high energy. These molecules were all likely to have been
present on the primitive earth, and energy could have come in the form
of electric discharges from thunderstorms, ultraviolet light, or high temperatures
generated by volcanoes. Other experiments have shown that the molecular
constituents of DNA and RNA, as well as the fatty acids from which membranes
are constructed, can be formed the same way. Unfortunately, however, the
complexity of the DNA-RNA-protein structure is so great, and in the earth's
early atmosphere the concentrations of the necessary molecules were so
dilute, that the probability of life originating this way is infinitesimally
low. Hoyle and Wickramasinghe (1981) likened it to the probability that
a tornado sweeping through a junkyard would spontaneously assemble a Boeing
747.
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The less complex something is, the more feasible its spontaneous generation.
The discovery of ribozymes-RNA molecules that, like proteins, are capable
of catalyzing chemical reactions-brought hope that first living molecule
had been found. With ribozymes you wouldn't need DNA or proteins to establish
a self-replicating lineage; these RNA molecules would do the job of all
three. Unfortunately, self-replication of RNA is in practice fraught with
difficulties. They tend to fold back on themselves creating an inert, tangled
mess [Joyce, 1987]. Furthermore, the probability of a ribozyme assembling
spontaneously from its components is remote [Orgel 1987], and even if it
managed to come into existence, in the absence of certain error-detecting
proteins found in all modern-day organisms, its self-replication capacity
would inevitably break down in the face of accumulated error over successive
generations [Eigen and Schuster, 1979]. Thus it is far from obvious how
the stream of autonomous self-replicating systems that eventually evolved
into you and I and all other living things on this planet got started.
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The parallels between the two paradoxes we have looked at--the origin of
culture and the origin of life--are intriguing. In both cases we have a
self-replicating system composed of complex, mutually interdependent parts,
and since it is not obvious how either part could have arisen without the
other, there is a problem determining how the system came to exist. In
both cases, one of the two components is a storehouse of encoded information
about a self in the context of an environment. In biology, DNA encodes
instructions for the construction of a body that is likely to survive in
an environment like that its ancestors survived. In culture, an internal
model of world encodes information about the self, the environment, and
the relationships between them. In both cases, decoding a segment of this
information storehouse generates another class of information unit that
coordinates how the storehouse itself gets decoded. Decoding DNA generates
proteins that, in turn, orchestrate the decoding of DNA. Retrieving a memory
or concept from the worldview and bringing it into awareness generates
an instant of experience, a meme, which in turn determines which are the
relevant portion(s) of the worldview to be retrieved in the next iteration.
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In biological evolution, transmission and replication go hand-in-hand;
genetic information gets replicated and is transmitted to offspring. But
that isn't necessarily the only way of getting the job done. In memetic
evolution, the most straightforward means of meme replication is through
processes such as teaching or imitation, but there is a second form of
replication that takes place within an individual. In the mind of
someone engaged in a stream of thought, each meme is a statistically similar
variant of the one that preceded and prompted it. It is in this sense that
they self-replicate without necessarily being transmitted to another host.
(For simplicity, from here on we will refer to inter-individual
meme replication/transmission as transmission, and intra-individual
meme replication as replication.)
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It could be argued that the correlation between consecutive memes is so
low that this hardly deserves to be called a form of self-replication.
One certainly wouldn't even want consecutive memes to be identical!
Surely Eigen and Schuster's error catastrophe argument applies here; that
is, the copying fidelity of this process is so low that errors would
quickly accumulate and in no time the lineage would die. But this argument
doesn't apply. The only reason it is a problem for biological evolution
is that copying error tends to impair the capacity to self-replicate. So
long as offspring are as good as their parents at reproducing themselves,
and live long enough to do so, it doesn't matter how much error is introduced
from one generation to the next. It is only when a generation of offspring
dies without having reproduced that is there a problem. In the biological
world, once something is dead it can not spring forth life.
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But in memetic evolution this isn't necessarily the case. To show why this
is so, say that half-way through the train of consecutive memes in Einstein's
brain that culminated in the theory of relativity, a tiger burst in through
the window. Sure, the correlation between the relativity meme of one instant
and the tiger-perception-meme of the next instant would be almost zero.
This momentous memetic lineage would come to a screeching halt. But would
it be lost forever? No. Sooner or later, once the tiger situation was taken
care of, the relativity stream of thought would inevitably resume itself.
Memory (and external artifacts) function as a sort of memetic sperm bank,
allowing a defunct ancestral line to be brought back to life and resume
self-replication. The upshot is that in culture you can get away with a
much higher error rate than in biology. Though highly inaccurate, this
second form of meme replication is of enormous consequence. Without it
there would be no coherence to abstract thought, no thread of continuity
linking one meme to the next. Abstract though, unlike episodic thought,
can not rely on the continuity of the external world to lend a thread of
continuity to conscious experience.
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Cultural evolution has not only an internal form of replication, but internal
forms of selection and variation as well. The process of representational
redescription mentioned earlier can itself be redescribed as the selective
generation of variant replicants. Since consecutive memes aren't
exact replicas, each meme is a variation of the one that preceded
it. Selection comes in the form of drives, needs, and the associative
organization of memory, which constrain how, in a train of thought, one
meme draws upon previously-stored memes to evoke the next. The memory-driven
generation of a stream of correlated memes can thus be viewed as a coevolutionary
relationship between replication, variation, and selection. Thus, embedded
in the outer, inter-individual sheath of memetic evolution we find a second
intra-individual sheath, where the processes of replication, variation,
and selection are not spatiotemporally separated but intimately intertwined.
Together they weave a stream of abstract thought, one meme fluidly transmuting
into the next.
II. A Mathematical Framework for Self-Triggered Thought
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To proceed further it is useful to clarify the intuitive concepts we have
been developing with a mathematical model of the mechanics underlying the
storage and retrieval of memories, specifically one capable of addressing
how new memes get invented, and how they are progressively refined through
recursive representational redescription. The sparse distributed memory
(SDM) model not only provides us with this, but is highly compatible with
the architecture of common neural components and circuits in the brain
[Kanerva 1988].
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Vital to this theory is the notion of the focus-that part of the
mind in which sensation and stored memory interact to produce a stream
of experience. The states of the neurons that comprise the focus determine
the content and experiential (phenomenal) qualities of an instant of awareness.
We can now think of a meme as a pattern of information that is or has been
encoded in an individual's focus. It can be subjectively experienced as
a sensation, idea, attitude, emotion, or combination of these, and it can
direct implementation by the motor apparatus.
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Kanerva draws an analogy between the focus and a combined address-datum
register in a computer; both contain data and serve as a pointer to memory,
and can read from and write to memory. An instant of experience is encoded
in the focus by a very high-dimensional vector of difference relations,
or bits, that represent the presence or absence of some feature. It may
seem simplistic to encode a meme as a vector of bits. However perception
has to bottom out somewhere, so we encode all aspects of the meme
down to the minimum level of granularity the senses are capable of detecting.
The mathematics generalizes such that it can also handle continuous variables.
The Hamming distance between two memes is the number of bits that differ.
(So the Hamming distance between 11111 and 11001 is two.) Each meme has
an address that specifies where that meme is stored.
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If L is the number of possible features in a meme, the number of possible
memes is 2L. Assuming L is large, the size of this space is enormous, so
the memory is sparse in that it stores only a small fraction of
all possible memes. For example, to construct a SDM with L=1,000, then
there are 21,000 possible addresses. A workable number
of them, say 1,000,000, are chosen at random to be actual storage locations.
The number of memes at Hamming distance k away from any given meme is equal
to the binomial coefficient of L and k, which is well approximated by a
Gaussian or normal curve. Thus, if meme X is 111...1 and its antipode is
000...0, and we consider meme X and its antipode to be the poles of the
hypersphere, then approximately 68% of the other memes lie within one standard
deviation (sqrt[L]) of the equator region between these two extremes
(FIGURE 1). As we move through Hamming space away from the equator toward
either Meme X or its antipode, the probability of encountering a meme falls
off sharply by the proportion sqrt[L]/L. In our example, the median distance
from one location to another is 424 bits, and 99.8% of stored memes lie
between 451 and 549 bits of any given location.
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A computer reads from memory by simply looking at the address in the address
register and retrieving the item at the location specified by that address.
The sparseness of the SDM prohibits this kind of one-to-one correspondence,
but it has two tricks up its sleeve for getting around this problem.
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First, it feigns content addressability, as follows. The particular pattern
of 1s and 0s that constitutes a meme causes some of the synapses leading
out from the focus to be excited and others inhibited. The locations where
memes get stored are memory neurons, and the address of a neuron amounts
to the pattern of excitatory and inhibitory synapses from focus to memory
that make that neuron fire. Activation of a memory neuron causes the meme
to get written into it. Thus there is a systematic relationship between
the memes? information content and the locations they activate.
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Second, since the probability that the ideal address for storing a meme
corresponds to an actual location in memory is vanishingly small, storage
of the meme is distributed across those locations whose addresses
lie within a sphere (or more accurately, hypersphere) of possible addresses
surrounding the ideal address (FIGURE 2). The radius (in Hamming metric)
of this sphere is determined by the neuron activation threshold. Each location
participates in the storage of many memes. In this example we assume that
10,000 memes have been stored in memory. Each meme is stored in 1,000 (of
the 1,000,000 possible) locations, so there are approximately 10 memes
per location. The storage process works by updating each of the L counters
in each location; to store a 1 the counter is incremented by 1, and to
store a 0 it is decremented by 1. These nearly one million operations occur
in parallel.
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If after a meme, say meme X, is stored, the individual's attention is directed
toward external stimuli, then nothing is retrieved from memory. But to
the extent that memory contributes to the next instant of awareness, the
storage of X activates retrieval of not only X itself but also all other
memes stored in the same locations as where X was stored. The next meme
to be encoded in the focus, X', is found by determining the best match;
that is, by averaging the contributions of all retrieved memes feature-by-feature.
Whereas the 1,000 retrieved copies of X (and memes similar to X) reinforce
one another, the roughly 10,000 other retrieved memes are statistically
likely to cancel one another out, so that X' ends up being similar to X.
Though X' is a reconstructed blend of many memes, it can still be said
to have been retrieved from memory. X' can now be used to address the memory,
and this process can be reiterated until it converges on meme Y that satisfies
a current need. The closer Y is to X, the faster the convergence. In our
example, assuming r = 425, if X and Y are more than 200 bits apart then
Y is unlikely to be retrieved, but if they are 170 bits apart, Y will be
retrieved in about four iterations. Working memory can now be viewed as
the memes that lie within some Hamming distance of the meme in the focus
such that they are retrievable within some number of iterations.
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Keeler [1988] showed that SDM is a superset of Hopfield-type and connectionist
models of autoassociative or heteroassociative memory. In SDM, associations
between memes are not explicitly represented as connection strengths but
as proximity in multidimensional space. However in the end they amount
to the same thing. The smaller the Hamming distance between two memes,
the higher the probability that they will be retrieved simultaneously and
blended together in the focus. What allows them to be retrieved simultaneously,
however, is that they are either stored in the same neurons, or in neurons
with nearby addresses, which in turn reflects the neurons' connectivity.
Thus factors that affect the storage of a meme will also affect retrieval
of that meme; the two processes are connected.
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There are two changes we need to make to Kanerva's model before we can
put it to use. We redefine L to be the maximum length of a meme.
Memes of any length up to L are allowed. The number of possible memory
items is now:
N = 2L+1 - 2 @ 2L+1 (6.1)
This enables the memory to store abstractions, to categorize. For example,
if the meme piano is represented as 111010, and harp is represented
as 111101, the musical instrument meme can be represented as 111*** where
* means either 1 or 0, or more simply as 111, since the last three features
have an equal probability of being 0 or 1; musical instrument carries
no information about them. Categorization projects the original information
space, which had n relevant dimensions, onto a new space that has fewer
than n dimensions (for example, here the attribute music-making object,
represented using the first three bits, is all that is relevant). That
is, it enables logical operations on previously-stored memes-in this case
an OR gate-which could be realized in the brain via adjustment of connection
strengths.
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Since N has increased, given the same number of storage locations as before,
the memory should now be even sparser. However the change we made actually
makes the memory potentially denser. A visual metaphor can help explain
why (FIGURE 3). If you picture the mind as a set of concentric spheres
like an onion, and memes as points on these spheres, an episodic mind is
one in which only the outermost sphere stores memes. In order for a meme,
say meme A, to evoke a reminding of meme B, they have to be very similar
at a superficial level. In a memetic mind, on the other hand, the onion
layers are traversed by wormholes that put related concepts within working
memory reach of one another. Musical instrument is a more general concept
than piano or harp, and is therefore stored in a deeper layer of
the onion. If Harry can not play the piano for us tonight, an episodic
mind is not going to think of inviting Lois to play her harp. Piano and
harp are just too far apart in Hamming space for one to evoke the other.
But a memetic mind can easily get from piano to musical instrument
and from there to harp. The need a pianist meme selectively generates
a stream of redescriptions or variant replicants of itself each within
k bits of its predecessor; need a pianist evokes need a musician which
evokes need Lois the harp player.
FIGURE 3. An explanatory metaphor for the role of abstractions
in retrieval. Black dots represent memes, pale circles around them represent
radius k hypersphere of memes that are immediately retrievable from central
black dot meme. Memes lie within an onion-like structure such that deeper,
more abstract memes lie at deeper onion layers. Piano and harp are
too far apart in Hamming distance for one to evoke the other directly.
A memory that has abstracted the meme musical instrument from episodes
of piano and harp is capable of thinking to invite the harp player
when the pianist is ill.
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Next we add habituation to the model. When consecutive instants are almost
identical, no reminding process occurs. Thus if in instant A the sensory
input is 111...1, and in instant B the sensory input is also 111...1, instant
C is not going to consist of the experience of being reminded of instant
A. B only produces retrieval of A when they are far apart in time.
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We now have a framework from which we can think more concretely about intra-individual
meme self-replication. The pattern of information that constitutes a meme
determines which of the synapses leading out from the focus are excited
and which are inhibited-it determines how activation flows through the
memory network-which in turn determines the neurons where the meme is stored
and from which the next meme is retrieved. Thus, embedded in the neural
environment that supports their informational integrity, memes act as implicit
pointers to other memory locations. These pointers prompt the dynamic reconstruction
of the next meme to be subjectively experienced, which is a variant of
(statistically similar to) the one that prompted it. It is in that sense
that they self-replicate with variation.
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The content addressable nature of the memory ensures that the composition
of a meme in the focus, say X', is largely determined by the compositions
of the memes in locations activated by its predecessor, meme X. The relationship
between X, the memes it activates, and X', may be superficial, or it may
reflect a deep or metaphorical similarity. This relationship need not even
be a semantic one. In wordplay, for example, meme X' bears a syntactic
relationship to X rather than, or in addition to, a semantic one. In the
recollection of a sequence, meme X is used as the address to write Y, Y
as the address to write Z, and so on. Thus the association-based retrieval
and reminding process constrains how stored memories and abstractions are
retrieved to shed light on present experience. This form of selection affects
episodic thought on a periodic basis, but in a stream of representational
redescription it operates recursively, in conjunction with meme replication
and variation to progressively refine and connect elements of the worldview.
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Equipped with a model of how memes evoke one another in a stream of abstract
thought, and of how this process constitutes an inner sheath of meme
evolution, we are in a position to reframe our central question. We want
to know how a mind comes to assume a self-sustained stream of thought that
progressively shapes and is shaped by, a worldview. Abstract thinking requires
that for each meme that enters the focus there exist in memory at least
one other meme less than k bits away. However, representational redescription
is the process that puts related memes within working memory reach
of one another; it is what recognizes abstract similarities and restructures
the memory to take them into account. How do you get the wormholes without
the worms?
III. Autocatalysis as the Origin of Life
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Let us resume our unraveling of the origin of life paradox. We left off
with the discovery of ribozymes, RNA molecules that (like proteins) can
catalyze chemical reactions, and the unsuccessful attempt to get them to
self-replicate. Despite the myriad difficulties encountered in this enterprise,
the idea behind it-that life originated in a simple self-replicating system
that eventually evolved into the complex DNA-RNA-protein complex
we know and love-was a good one. After all, once you have some sort of
self-replicating structure in place, anything whatsoever that accomplishes
this basic feat, natural selection can enter the picture and help things
along.
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Kauffman (1991) suggested that knowing as much as we do about what life
is like now may actually get in the way of determining how it began.
Accordingly he decided to focus on how to get from square zero-no life
at all-to square one-any kind of primitive self-replicating system-and
leave the problem of getting from square one to DNA-based life, to natural
selection, which is unsurpassed in its ability to bring about adaptive
change. Given the conditions present in the early earth at the time life
began, how might some sort of self-replicating system have arisen?
The answer he came up with is that life may have begun not with a single
molecule capable of replicating itself, but with a set of collectively
self-replicating molecules. That is, none of the molecules could replicate
itself, but each molecule could induce the replication of some
other molecule in the set, and likewise, its own replication was induced
by some other member of the set. This kind of dual role as both ingredient
(or stimulant) and product of different chemical reactions is not uncommon
for polymers such as protein and RNA molecules.
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Polymer molecules induce each other's replication by acting as catalysts.
Catalysts speed up chemical reactions that would otherwise occur very slowly.
A collectively autocatalytic system is a set of molecules which, as a group,
catalyze their own replication. Thus if A catalyzes the conversion of X
to B, and B catalyzes the conversion of Y to A, then A + B comprise an
autocatalytic set (FIGURE 4). In an environment rich in X and Y, A + B
can self-replicate. A set of polymers wherein each molecule's formation
is catalyzed by some other molecule in the set is said to exhibit catalytic
closure.
FIGURE 4. An autocatalytic set: A catalyses the
formation of B, and B catalyses the formation of A.
A dark line represents a catalyzed reaction. A pale line represents action
of catalyst on reaction.
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It is of course highly unlikely that two polymers A and B that just happened
to bump into one another would happen to catalyze each other. This is,
however, more likely than the existence of a single polymer catalyzing
its own replication. And in fact when polymers interact their diversity
increases, and so does the probability that some subset of the total will
reach a critical point where there is a catalytic pathway to every string
in the subset. To show that this is true we must show that the number of
reactions by which they can interconvert increases faster than their total
number. Given polymers made up of, say, two different kinds of monomers,
of up to a maximum length of L monomers each, then N, the number of possible
polymers is 2L+1 as per equation 6.1. Thus as L increases-which it obviously
does, since two of the longest polymers can always join to form a longer
one-the number of polymers increases exponentially. Now we need to show
that the number of reactions between them increases even faster. We will
be conservative and consider only cleavage (e.g. 110 -> 1 + 10) and ligation
(e.g. 1 + 10 -> 110) reactions on oriented polymers (such as protein and
RNA fragments). Note that cleavage, like categorization, creates a product
of lower dimensionality than the reactants, while ligation, like inventions
that arise through the combination of different ideas, creates a product
of higher dimensionality.
-
The number of possible reactions is the product of the number of polymers
of a certain length times the number of bonds, summed across all possible
lengths:
R = 2L(L - 1) + 2L-1(L
- 2) + ... + 2L-(L-2)(L - (L - 1)) (6.2)
Dividing equation 6.1 by equation 6.2, we find that as L increases,
the ratio of reactions to polymers increases by a factor of L-2. This means
that if each reaction has some probability of getting carried out, the
system eventually undergoes a transition to a state where there is a catalytic
pathway to each polymer present. The probability of this happening shifts
abruptly from highly unlikely to highly likely as R/N increases. This kind
of sharp phase transition is a statistical property of random graphs and
related systems such as this one. Random graphs consist of dots, or nodes,
connected to each other by lines or edges. As the ratio of edges to nodes
increases, the probability that any one node is part of a chain of connected
nodes increases, and chains of connected nodes become longer. When this
ratio reaches approximately 0.5, almost all these short segments become
cross-connected to form one giant cluster (FIGURE 5). The larger the number
of nodes, the steeper the vertical portion of the resulting sigmoidal curve.
The relationship between nodes and edges is similar to the relationship
between polymers and catalyzed reactions. The larger our value for N, the
more abruptly the system becomes capable of autocatalysis.
FIGURE 5. When the ratio of edges to nodes reaches approximately
0.5, short segments of connected nodes join to form a large cluster that
encompasses the vast majority of nodes.
-
Of course, even if catalytic closure is theoretically possible, we are
still a long way from knowing for certain that it is the correct explanation
for the origin of life. How likely is it that an autocatalytic set would
have emerged given the particular concentrations of chemicals and atmospheric
conditions present at the time life began? In particular, some subset of
the R theoretically possible reactions may be physically impossible; how
can we be sure that every step in the synthesis of each member of an autocatalytic
set will actually get catalyzed?
-
Kauffman's response is: if we can show that for a wide range of hypothetical
chemistries-i.e. different collections of catalytic molecules-that autocatalytic
sets emerge, then the particular details of the chemistry that produced
life do not matter so long as it falls within that range. We begin by noting
that much as several different keys can sometimes open the same door, each
reaction can be catalyzed not by a single catalyst but by a hypersphere
of catalytic molecules, with varying degrees of efficiency. So we assign
each polymer a (very low) a priori random probability P of catalyzing each
reaction. We then show that for any value of P there exists some value
of L for which the probability of catalytic closure > 0.999. Kauffman claims
that the necessary values for L and P are highly plausible given the conditions
of early earth. I will not delve into the evidence for this here, since
for our purposes we are more interested in whether autocatalysis is a computationally
feasible mechanism for bootstrapping an evolutionary process, rather than
whether it is the correct explanation for the origin of life. It is interesting
to note, however, that experimental evidence for this theory using real
chemistries [Lee et al. 1996, 1997; Severin et al, 1997], and computer
simulations [Farmer, Kauffman, and Packard 1986] have been unequivocally
supportive. Farmer et al. showed that in an artificial soup of information
strings capable of cleavage and ligation reactions, autocatalytic sets
do indeed arise for a wide range of values of L and P. FIGURE 6 shows an
example of one of the simplest autocatalytic sets it produced. The original
set of polymers from which an autocatalytic set emerges is referred to
as the food set. In this case it consists of: 0, 00, 1, and 11. As it
happens, the autocatalytic set that eventually emerges contains all members
of the original food set. This needn't necessarily be the case. We discussed
earlier how the correlation between consecutive memes in a stream of thought
can be viewed a form of intra-individual self-replication. Here we see
something similar going on: there is also a correlation between successively-formed
memes in a sequence of reactions. For example, the molecule at the top,
00100111, is highly correlated to the leftmost of the two memes from which
it was formed, 001001.
FIGURE 6. A typical example of a small autocatalytic
set. Reactions are represented by dark lines connecting ligated polymer
to its cleavage products. Red (or pale) lines indicate catalysis. Darkened
ovals represent food set.
-
Now the question is: given that an autocatalytic set did emerge, how would
it evolve? The answer is fairly straightforward. Since each molecule is
getting duplicated somewhere in the set, eventually multiple copies of
all molecules exist. If the space they occupied were a membrane-bound structure
such as a coascervate or bilipid membrane vesicle, this abundance of molecules
would exert pressure on its walls which might well cause it to pinch off
and divide into two twins, each containing at least one copy of each
molecule. This common process is referred to as budding. In an even
simpler self-replication scenario, the molecules are floating a pool that
overflows into a lower pool when it rains, bringing self-replicating molecules
with it.
-
Either way, replication is far from perfect-an offspring is unlikely
to be identical to its parent. Different chance encounters of molecules,
or differences in their relative concentrations, or the arrival of new
food molecules, could all result in different catalysts catalyzing a
given reaction, which in turn alters the set of reactions to be catalyzed.
So there is plenty of room for heritable variation. Error catastrophe is
unlikely because, as mentioned earlier, initially each reaction can be
catalyzed not by a single catalyst but by a hypersphere of potential catalysts,
so an error in one reaction would not have much effect on the set at large.
-
Selective pressure is provided by the affordances and limitations of the
environment. For example, say an autocatalytic set of RNA-like polymers
arose. Some of its offspring might have a tendency to attach small molecules
such as amino acids (the building blocks from which proteins are made)
to their surfaces. Some of these attachments inhibit replication, and are
selected against, while others favor it, and are selected for.
We now have the beginnings of the kind of genotype-phenotype distinction
seen in present-day life. That is, we have our first indication of a division
of labor between the part of the organism concerned with replication (in
this case the RNA) and the part that interacts with the environment (the
proteins).
-
The autocatalysis origin of life theory circumvents the chicken-and-the-egg
problem by positing that the same collective entity is both code and decoder.
This entity doesn't look like a code in the traditional sense, because
it is a code not by design but by default. The code is embodied in the
physical structures of the molecules themselves; their shapes and charges
endow them with propensities to react with or mutually decode one another
such that they manifest external structure, in this case a copy of its
collective "self"?. Since autocatalytic sets appear to be a predictable,
emergent outcome in any sufficiently complex set of polymers, the theory
lends support to the notion that life is an expected outcome rather than
a lucky long-shot.
IV. Establishing an Autocatalytic Set of Sparse, Distributed
Memories
-
Following Donald's lead, we have argued that the most likely bottleneck
in cultural evolution is the establishment of a network of inter-related
memes, a worldview, that progressively shapes and is shaped by a stream
of self-triggered thought. We want to determine how such a complex entity
could come to be. Drawing from the origin of life scenario presented above,
we will posit that meme evolution begins with the emergence of a collective
autocatalytic entity that acts as both code and decoder. Let us examine
how this might work.
-
In the origin-of-life case we asked: what was actually lying around on
the primitive earth with the potential to form some sort of primitive
self-replicating system? The most promising candidate was catalytic polymers,
the molecular constituents of either protein or RNA. Here we ask an analogous
question: what sort of information unit does the episodic mind have at
its disposal? It has memes, specifically memories of episodes. Episodic
memories then constitute the food set of our system.
-
Next we ask: what happens to the food set to turn it into a self-replicating
system? In the origin-of-life case, food set molecules catalyze reactions
on each other that increase their joint complexity, eventually transforming
themselves into a set for which there exists a catalytic pathway to the
formation of each member molecule. We propose that an analogous process
takes place to turn an episodic mind into a memetic one. That is, food
set memes activate redescriptions of each other that increase their joint
complexity, eventually transforming themselves into a set for which there
exists a retrieval pathway to the formation of each member meme. Much as
polymer A brings polymer B into existence by catalyzing its formation,
meme A brings meme B into conscious awareness by activating a retrieval
or reconstruction process. Here we come to an interesting difference between
the origin of life case and the origin of culture. Since short, simple
molecules are more abundant and readily-formed than long, complex ones,
it makes sense to expect that the origin-of-life food set members were
the shortest and simplest members of the autocatalytic set that eventually
formed. Accordingly, in simulations of this process the direction of
novelty generation is outward, joining less complex molecules to form more
complex ones through logical AND operations (see FIGURE 5). In contrast,
the memetic food set molecules are relatively complex, consisting of all
the features of a particular episode. In order for them to form
an interconnected web, their interactions would tend to move in the opposite
direction, starting with relatively complex memes and forming simpler but
more abstract ones through logical OR operations. The net effect of the
two is the same, however: a network emerges and joint complexity
increases.
-
The process of categorization through OR operations created new lower-dimension
memes, which made the space denser, and increased susceptibility to the
autocatalytic state. On the other hand, creating new memes by combining
previously-stored memes through logical AND operations could interfere
with the establishment of a sustained stream of thought by increasing the
dimensionality of the space, and thereby decreasing density. If indeed
cross-category blending disrupts conceptual networking, one might expect
it to be less evident in young children than in older children, and this
expectation is born out experimentally [Karmiloff-Smith 1990].
-
How might Groga's mind have differed from that of her ancestors such that
she was able to perform OR operations on episodic memes to create a new
kind of memes-abstractions? Recall that in the SDM, meme X activates all
stored memes within a hypersphere of radius k bits, and meme X' is determined
by averaging the contributions of each retrieved meme bit-by-bit. If the
memory is episodic, the activation threshold is so high that the only memes
to fall within k bits of the currently-experienced meme are ones that are
very similar to it. Therefore reminding events are rare, and when
they do occur, the retrieved memory is very superficially similar to the
current one. Without abstractions there are no shortcuts or wormholes
connecting episodes that are related in any less-than-obvious way.
-
Let us consider what would happen if Groga's activation threshold were
lower than average, say k = 10 rather than 5, as is typical of her tribe.
(So any stored meme that differs from the current meme by ten or fewer
bits gets retrieved.) When X goes fishing in memory for meme X', sooner
or later this large hypersphere is bound to catch a stored meme that
is not superficially similar to X. For example, perhaps Groga watched
foxes every day, so there were lots of fox memories stored in her brain,
all containing a sequence of ten 0's followed by a five bit long variable
sequence. She happens to look off in the distance and see a grazing buffalo,
which gets represented in her focus as 000000011101010. The buffalo meme
will be referred to as meme X. All of the fox memories lie within ten bits
of meme X, so they are therefore evoked in the construction of meme X'
(as is meme X itself). Since all the components from which X' is made begin
with a string of seven positions, there is no question that X' also begins
with a string of seven zeros. These positions might code for features such
as has eyes, eats, et cetera. The following set of three 1s in the
fox memes are canceled out by the 0s in the buffalo memes, so in X' they
are represented as *s. These positions might code for features such as
has wings. The last five bits constituting the variable region are also
statistically likely to cancel one another out. These code for other aspects
of the experience, such as, say, the color of the sky that day. So X' turns
out to be the meme 0000000********, the generic concept animal, which
then gets stored in memory in the next iteration. This evocation of the
animal meme by the buffalo episode isn't much of a stream of thought,
and it doesn't bring her much closer to an interconnected conceptual
web, but it is an important milestone. This is the first time she derived
a new meme from other memes, her first creative act.
-
Other categories form in analogous fashion. Since memories are stored and
retrieved on the basis of similarity, these categorization acts are inherently
biased to find similarities between stored memes, and to reclassify or
redescribe them so as to make these similarities more explicit. Now we
come to the crux of this paper. As Groga accumulates both episodic and
abstract memes, the statistical probability that a current meme is similar
enough to some previously-stored meme to activate retrieval of it increases.
Therefore, reminding acts of the sort that lead to an act of categorization
increase in frequency, and eventually become streams of remindings. These
streams of remindings get progressively longer. Eventually the memory becomes
so densely packed that any meme that comes to occupy the focus is bound
to be close enough in Hamming distance to some previously-stored
meme(s) to activate a variant of itself. There is a potential pathway of
associations from any one meme to the others; the memes form an autocatalytic
set. This marks a phase transition to a state where, just as with the origin
of life, the sequential activation of self-similar patterns is self-propelled.
Memes are organized and reorganized until what was once just a collection
of isolated memories becomes a highly-structured network of concepts, instances,
and relationships-a worldview. Groga's focus is now more than just a spot
for coordinating stimuli with action; it is a forum for the variation-producing
operations that emerge naturally through the dynamics of iterative retrieval.
-
Now that we have an autocatalytic network of memes, how does it evolve
In the origin-of-life scenario, new polymer molecules accumulate one by
one until there are at least two copies of each, and their shell divides
through budding to create a second replicant. In the culture scenario,
Groga shares ideas, stories, and experiences with her children and tribe
members, spreading her worldview meme by meme. Categories she had to invent
on her own through the process of abstraction are presented to her children
and experienced by them much as any other episode. They are handed a shortcut
to the category; they don't have to engage in abstraction to obtain it.
-
Recall how the probability of autocatalysis in Kauffman's simulation could
be increased by raising either the probability of catalysis or the
number of polymers (since number varied with maximum length). Something
similar can happen here. Eventually, once enough of Groga's abstractions
have been assimilated, her tribe members? memories become so densely packed
that even if their activation thresholds are higher than Groga's, a version
of Groga's worldview snaps into place in their minds. Each version resides
in a different body and encounters different experiences. These different
selective pressures sculpt each copy of Groga's original worldview into
a unique internal model of the world. Small differences are amplified through
positive feedback, transforming the space of viable worldview niches.
TABLE 1 presents a summary of how the components of the proposed theory
of cultural autocatalysis map onto their biological counterparts.
|
BIOLOGY |
CULTURE |
INFORMATION UNIT |
Polymer Molecule |
Meme |
INTERACTION |
Catalysis |
Activation = Reminding |
AUTOCATALYTIC SET |
Catalytically Closed Set of Polymer Molecules |
Network of Inter-related Memes = Worldview |
REPLICATION
|
Budding
|
Correlation Betwee Consecutive Memes / Social
Learning, Teaching |
SELECTION
|
Physical Constraints on Molecules, Affordances
and Limitations of Environment |
Associations, Drives, / Social Pressures,
Affordances and Limitations of Environment |
VARIATION
|
Novel Food Molecules, Nonspecificity of Catalysis,
Replication Error |
Sensory Novelty, Blending/ Expressive Constraints,
Misunderstanding, Etc. |
TABLE 1: Components of an autocatalytic theory of biological evolution,
and their cultural counterparts.
V. Biological Evolution of the Inner Sheath of Culture
-
The ability to reach and maintain this autocatalytic state depends not
only on meme density but also on the neuron activation threshold. If the
threshold is too high (the hypersphere of potentially activated memes is
too small) then even very similar memes can not evoke one another, so a
stream of remindings, if it happens at all, is likely to die out before
it produces something creative. The focus is virtually always impacted
with external stimuli or internal drives such as hunger, and memory is
pretty much reserved for recalling how some goal was accomplished in the
past. This kind of mind corresponds to what Donald refers to as episodic.
-
On the other hand, if the threshold is too low (the hypersphere too large),
then any meme will evoke a multitude of others not necessarily meaningfully
related to it. The system is catalytic but not autocatalytic. Successive
patterns in the focus have little resemblance to one another, and thinking
may be so muddled that survival tasks are not accomplished. Thus, the penalty
for overshooting and ending up with too low a threshold is great. The free-association
of a schizophrenic [see Weisberg 1986] seems to correspond to what one
might expect of a system like this.
-
For memory to produce a steady stream of meaningfully-related yet potentially
creative remindings, the threshold must fall within a narrow intermediate
range. This is consistent with Langton's [1992] finding that the information-carrying
capacity of a system is maximized when its interconnectedness falls within
a narrow regime between order and chaos. The situation may actually turn
out to be more complicated. Sustaining a creative train of thought may
involve not only keeping the activation threshold within a narrowly-prescribed
range but dynamically tuning it in response to the situation at hand. This
is particularly likely if the memory is not uniformly dense (i.e. clusters
of highly-correlated memes) or if different kinds or stages of thought
require different degrees of conceptual blending. For example, finding
unusual associations may depend on the preconscious ability to temporarily
increase hypersphere radius, and then decrease it again to refine or sharpen
the idea.
-
What factors would have produced sufficient evolutionary pressure to risk
tinkering with the activation threshold until it achieved the requisite
delicate balance to sustain the autocatalytic state? An episodic mind is
rather dull-it can not engage in witty word-play, or invent a new game-but
it is pretty good at surviving. Lowering the threshold presents perilous
risks, and since in an evolutionary line there is individual variation,
even once the ideal threshold is found, the lower the average activation
threshold, the higher the fraction of individuals for which it is so low
they might not survive. One such factor may have been environmental upheaval
such as an earthquake, flood, or temperature change. The episodic mind
is particularly disadvantaged when faced with an unpredictable environment,
where old ways of doing things may suddenly no longer work, and new strategies
must be invented. Other factors may have been the advent of upper limb
freedom afforded by two-legged locomotion, and the descent of the larynx
which enabled human vocalization. Each of these changes increased the complexity
of what could be expressed; brilliant memes are of little use unless the
neuromusculature yields sufficient degrees of freedom such that the implementation
of them does them justice.
VI. Relationship Between Inner and Outer Layers of Cultural
Evolution
-
We have seen that the components of an evolutionary process do take place
in the mind of an isolated individual. The mind generates new memes,
and the variation-generating process inherently involves internal self-replication,
in the sense that statistical similarity is preserved across sequentially
retrieved memes in a train of thought. Moreover, the mind not only selects
which memes to implement, but which aspects of the environment to assimilate
into its meme stream, and the associative organization of memory selectively
constrains the generation of variant replicants every step of the way as
an idea is refined.
-
Although intra-individual meme replication is sufficient for evolving memes,
the culture of a single individual would be extremely impoverished compared
to that of a society of interacting individuals. This is because the number
of memes increases exponentially as a function of the number of interacting
memetic-level individuals. As a simple example, a single memetic individual
who invents ten memes is stuck with just those ten memes. A society of
ten interacting individuals, only one of whom has reached the memetic stage
and can invent ten memes, is not any better off; there are still only ten
memes. In a society of ten non-interacting individuals, each of
whom invents ten memes but doesn't share them, each individual still has
only ten memes. But in a society where each of the ten interacting individuals
invents ten memes and shares them, each individual ends up with one hundred
memes. The bottom line is: although a single individual is capable of evolving
memes, cultural evolution as we know it, with its explosive array of meaningful
gestures, languages, and artifacts, depends on both intra-individual and
inter-individual meme replication.
-
Returning briefly to the origin-of-life puzzle, recall that traditional
attempts to explain how something as complex as a self-replicating entity
could arise spontaneously entail the synchronization of a large number
of vastly-improbable events. Proponents of such explanations argue that
the improbability of the mechanisms they propose does not invalidate them,
because they only had to happen once; as soon as there was one self-replicating
molecule, the rest could be copied from this template. However, Kauffman's
theory that life arose through the self-organization of a set of autocatalytic
polymers suggests that life might not be a fortunate chain of accidents
but rather an expected event.
-
Whether this theory provides a more accurate account of how life originated
on this planet is hard to say. But if we are interested in the more general
question of how information evolves, we now have another data point,
another kind of evolutionary process to figure into the picture-cultural
evolution. Culture, like biological life, is a workable system for evolving
information through variation, selection and transmission/replication.
The relationship between these three phases, however, is not as straightforward
as it is in biological evolution. There are two layers of replication,
one embedded in the other, and to actualize the inner layer of replication,
every member of the culture must establish their own unique autonomous
stream of sequentially activated self-similar patterns, their own personal
worldview. Consistent with Kauffman's assertion that the bootstrapping
of an evolutionary process is not an inherently improbable event, the
it only had to happen once argument does not hold water here because
the cultural analog to the origin of life takes place in the brain of every
young child. Autocatalysis may well be the key to the origin of not
only biological evolution, but any information-evolving process.
VII. Conclusions
-
Cultural evolution presents a puzzle analogous to the origin of life: the
origin of an internal model of the world that both generates and is generated
by streams of self-sustained, internally-driven thought. In this paper
we looked at a plausible scenario for how cultural evolution, like biological
evolution, could have originated in a phase transition to a self-organized
web of catalytic relations between patterns. The scenario outlined here
is nascent. Nevertheless, I know of no other serious attempt to provide
a functional account of how memetic evolution got started. Whether or not
the scenario outlined here turns out to be correct in its details, my hope
is that it draws attention to the problem of cultural origins, suggests
what a solution might look like, and provides a concrete example of how
we gain a new perspective on cognition by viewing it as an architecture
that has been sculpted to support a second evolutionary process, that of
culture.
ACKNOWLEDGEMENTS
I would like to thank David Chalmers, Harold Edwards, Norman Johnson,
and William Macready for helpful comments.
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